Filetype Excel XLSX | Posted on 09 Aug 2022 | 3 years ago
Authentication
digital resources
408x Filetype XLSX File size 0.05 MB Source: taxguru.in
Internal Audit checklist
http://resource.cdn.icai.org/44970iasb34918.pdf
S. No. Major Head 1 Minor Head 1
1Individual KYC Name
2Individual KYC PAN and Aadhar
3Individual KYC Business Description
Copy of Last audited Financial
4Individual KYC Statements
5Individual KYC Type of Engagement
6Corporate KYC Name
7Corporate KYC Business Description
Name of Parent company in
8Corporate KYC case of subsidary
Copy of Last audited Financial
9Corporate KYC Statements
10Corporate KYC Type of Engagement
11Corporate KYC Regulatory Information
12Corporate KYC Regulatory Information
13Corporate KYC Regulatory Information
14Corporate KYC Regulatory Information
Name and address of the
15Non Corporate KYC entity
16Non Corporate KYC Business Description
17Non Corporate KYC Pan Number
18Non Corporate KYC Parent's name and address
19Non Corporate KYC Parent's name and address
20Non Corporate KYC Parent's name and address
21Non Corporate KYC Type of Engagement
22Other than KYC Nature of assignment
23Other than KYC Copy of Engagment Letter
24Other than KYC Copy of Engagment Letter
25Other than KYC Copy of Engagment Letter
26Other than KYC Copy of Engagment Letter
27Other than KYC Copy of Engagment Letter
28Other than KYC Copy of Engagment Letter
29Other than KYC Copy of Engagment Letter
30Other than KYC Copy of Engagment Letter
31Other than KYC Copy of Engagment Letter
32Other than KYC Copy of Engagment Letter
33Other than KYC Copy of Engagment Letter
Expenses/Statutory Does any expenses is incurred
34Compliance under section 40 A(2)
Expenses/Statutory Does any expenses is incurred
35Compliance under section 40 A(3)
Expenses/Statutory Does any expenses disallowed
36Compliance under section 43B
Does any contravention in
37Statutory Compliance section 269S AND 269T
38Statutory Compliance Is TDS/TCS deposited in time
39Compliance under Indirect Tax Central Excise Duty
40Compliance under Indirect Tax Central Excise Duty
41Compliance under Indirect Tax Central Excise Duty
42Compliance under Indirect Tax Central Excise Duty
43Compliance under Indirect Tax Central Excise Duty
44Compliance under Indirect Tax Central Excise Duty
45Compliance under Indirect Tax Central Excise Duty
46Compliance under Indirect Tax Central Excise Duty
47Compliance under Indirect Tax Central Excise Duty
48Compliance under Indirect Tax Central Excise Duty
49Compliance under Indirect Tax Central Excise Duty
50Compliance under Indirect Tax Central Excise Duty
51Compliance under Indirect Tax Service Tax
52Compliance under Indirect Tax Service Tax
53Compliance under Indirect Tax Service Tax
54Compliance under Indirect Tax Service Tax
55Compliance under Indirect Tax Service Tax
56Compliance under Indirect Tax Service Tax
57Compliance under Indirect Tax Service Tax
58Compliance under Indirect Tax Service Tax
59Compliance under Indirect Tax VAT/CST
60Compliance under Indirect Tax VAT/CST
61Compliance under Indirect Tax VAT/CST
62Compliance under Indirect Tax VAT/CST
63Compliance under Indirect Tax VAT/CST
64Compliance under Indirect Tax VAT/CST
65Compliance under Indirect Tax VAT/CST
66Compliance under Indirect Tax VAT/CST
67Compliance under Indirect Tax VAT/CST
68Compliance under Indirect Tax VAT/CST
69Compliance under Indirect Tax VAT/CST
70Compliance under Indirect Tax VAT/CST
71Compliance under Indirect Tax VAT/CST
72Compliance under Indirect Tax VAT/CST
73Compliance under Indirect Tax VAT/CST
74Compliance under Indirect Tax VAT/CST
75Compliance under Indirect Tax VAT/CST
76Compliance under Indirect Tax VAT/CST
77Compliance under Indirect Tax VAT/CST
78Compliance under Indirect Tax VAT/CST
79Compliance under Indirect Tax VAT/CST
80Compliance under Indirect Tax VAT/CST
81Compliance under Indirect Tax VAT/CST
Compliance Under Other
82Relevant Enactments ESI Act 1948
Compliance Under Other
83Relevant Enactments ESI Act 1948
Compliance Under Other
84Relevant Enactments ESI Act 1948
Compliance Under Other
85Relevant Enactments ESI Act 1948
Compliance Under Other
86Relevant Enactments ESI Act 1948
Compliance Under Other
87Relevant Enactments ESI Act 1948
Compliance Under Other
88Relevant Enactments ESI Act 1948
Compliance Under Other
89Relevant Enactments ESI Act 1948
Compliance Under Other
90Relevant Enactments ESI Act 1948
Compliance Under Other
91Relevant Enactments ESI Act 1948
Compliance Under Other
92Relevant Enactments ESI Act 1948
Compliance Under Other
93Relevant Enactments Minimum Wages Act, 1948
Compliance Under Other
94Relevant Enactments Minimum Wages Act, 1948
Compliance Under Other
95Relevant Enactments Minimum Wages Act, 1948
Compliance Under Other
96Relevant Enactments Minimum Wages Act, 1948
Compliance Under Other
97Relevant Enactments Minimum Wages Act, 1948
Compliance Under Other
98Relevant Enactments Payment of Wages Act, 1936
Compliance Under Other
99Relevant Enactments Payment of Wages Act, 1936
Compliance Under Other
100Relevant Enactments Payment of Wages Act, 1936
Compliance Under Other
101Relevant Enactments Payment of Wages Act, 1936
Compliance Under Other
102Relevant Enactments Payment of Wages Act, 1936
Compliance Under Other Shops and Establishments Act,
103Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
104Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
105Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
106Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
107Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
108Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
109Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
110Relevant Enactments 1953
Compliance Under Other Shops and Establishments Act,
111Relevant Enactments 1953
Compliance Under Other
112Relevant Enactments Payment of Bonus Act, 1965
no reviews yet
Please Login to review.
