Excel Report Format Template 32344 | Ia Self Assessment Tool 2021 22 V0 Provider

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File: Excel Report Format Template 32344 | Ia Self Assessment Tool 2021 22 V0 Provider

sheet 1 overview govs 009 internal audit functional standard selfassessment tool 202122 nbsp this self assessment tool is devised to assist you in reporting compliance for 202122 against the mandatory ...

Filetype Excel XLSX | Posted on 09 Aug 2022 | 3 years ago

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Sheet 1: Overview

	
	
	
	
		

		GovS 009 Internal Audit Functional Standard Self-Assessment Tool 2021-22 
		

	
	
		

		

		

	
	
		

		This self assessment tool is devised to assist you in reporting compliance for 2021-22 against the mandatory 'shalls' in GovS009 Internal Audit Functional Standard, or where not in compliance, to report on a plan in place to comply with the functional standard. This self assessment is designed to help drive continuous improvement within and across government organisations, by enabling us to assess adherence to key features in the Internal Audit Functional Standard and to understand overall performance.                                                                                                                                                                              Note: Please send a copy of your completed return to GIAA.IAprofession@giaa.gov.uk 
		

	
	
		

		

		

	
	
		Provider Name:
		

		

	
	
		

		

		

	
	
		Customer Name:
		

		

	
	
		<Select from List>
		

		

	
	
		

		

		

	
	
		Contact Name:
		

		

	
	
		

		

		

	
	
		Contact Email:
		

		

	
	
		

		

		

	



Sheet 2: Summary

	
	
	
	
		Summary
		
	
		Count
		

		Status Code - Meaning
		Status Code
	
	
		0
		

		Subject area is defined / documented and practiced / implemented
		Met
	
	
		0
		

		Subject areas is practiced / implemented without adequate documentation; Process must be defined  / documented to ensure repeatability of process and mitigate the risks. 
		Partially Met
	
	
		0
		

		Process is defined and not practiced
		Not Met
	
	
		0
		

		Process is not applicable as is not in scope.
		Not Applicable
	
	
		0
		

		TOTAL
		

	



Sheet 3: Section 2

	
	
	
	
	
	
	
	
		2. Principles
		

		

		

		

		

		

	
	
		

		

		

		

		

		

		

	
	
		Gov. Functional Standard
		Functional Standard Section
		Functional Standard Descriptions
		Implementation Status
		Please explain how you meet the requirements of this standard.
If subject area is partially implemented or not applicable, please provide details as to why this is (comply or explain)
		Do you have documents/records that supports compliance?
		If yes, please provide details of this evidence

	
	
		

		2
		Principles
		

		

		

		

	
	
		009
		2.0.0
		Audit objectives are aligned to government policy and organisational objectives and risks.
		

		

		

		

	
	
		009
		2.0.0
		There is appropriate access for internal auditors to discharge their duties, including the ability to communicate findings without hindrance.
		

		

		

		

	
	
		009
		2.0.0
		Work is assigned to people with the required capability, capacity, proficiency and due professional care
		

		

		

		

	
	
		009
		2.0.0
		Internal audit findings are captured, shared and used to promote improvement in the efficiency and effectiveness of the organisation and value for money.
		

		

		

		

	
	
		009
		2.0.0
		Public service codes of conduct and ethics and those of associated professions are upheld.

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...Sheet overview govs internal audit functional standard selfassessment tool nbsp this self assessment is devised to assist you in reporting compliance for against the mandatory shalls or where not report on a plan place comply with designed help drive continuous improvement within and across government organisations by enabling us assess adherence key features understand overall performance note please send copy of your completed return giaaiaprofession giaagovuk provider name customer lt select from list gt contact email summary count status code meaning subject area defined documented practiced implemented met areas without adequate documentation process must be ensure repeatability mitigate risks partially applicable as scope total section principles gov descriptions implementation explain how meet requirements standardif provide details why do have documentsrecords that supports if yes evidence objectives are aligned policy organisational there appropriate access auditors discharge ...

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	GovS 009 Internal Audit Functional Standard Self-Assessment Tool 2021-22

	This self assessment tool is devised to assist you in reporting compliance for 2021-22 against the mandatory 'shalls' in GovS009 Internal Audit Functional Standard, or where not in compliance, to report on a plan in place to comply with the functional standard. This self assessment is designed to help drive continuous improvement within and across government organisations, by enabling us to assess adherence to key features in the Internal Audit Functional Standard and to understand overall performance. Note: Please send a copy of your completed return to GIAA.IAprofession@giaa.gov.uk

Provider Name:

Customer Name:
<Select from List>

Contact Name:

Contact Email:

Summary
Count	Status Code - Meaning	Status Code
0	Subject area is defined / documented and practiced / implemented	Met
0	Subject areas is practiced / implemented without adequate documentation; Process must be defined / documented to ensure repeatability of process and mitigate the risks.	Partially Met
0	Process is defined and not practiced	Not Met
0	Process is not applicable as is not in scope.	Not Applicable
0	TOTAL

2. Principles

Gov. Functional Standard	Functional Standard Section	Functional Standard Descriptions	Implementation Status	Please explain how you meet the requirements of this standard. If subject area is partially implemented or not applicable, please provide details as to why this is (comply or explain)	Do you have documents/records that supports compliance?	If yes, please provide details of this evidence
	2	Principles
009	2.0.0	Audit objectives are aligned to government policy and organisational objectives and risks.
009	2.0.0	There is appropriate access for internal auditors to discharge their duties, including the ability to communicate findings without hindrance.
009	2.0.0	Work is assigned to people with the required capability, capacity, proficiency and due professional care
009	2.0.0	Internal audit findings are captured, shared and used to promote improvement in the efficiency and effectiveness of the organisation and value for money.
009	2.0.0	Public service codes of conduct and ethics and those of associated professions are upheld.

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